SEC Form 4 · accession 0001127602-17-025626
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marlene P Hoyt
Officer — EVP-Principal Subsidiary
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2017 | M | 750 | $14.85 | A | 18,265 | D | |
| Common Stock | Aug 11, 2017 | F | 485 | $31.00 | D | 17,780 | D | |
| Common Stock | Aug 11, 2017 | M | 850 | $16.25 | A | 18,630 | D | |
| Common Stock | Aug 11, 2017 | F | 576 | $31.00 | D | 18,054 | D | |
| Common Stock | Aug 11, 2017 | M | 300 | $16.43 | A | 18,354 | D | |
| Common Stock | Aug 11, 2017 | F | 204 | $31.00 | D | 18,150 | D | |
| Common Stock | Aug 11, 2017 | M | 122 | $20.29 | A | 18,272 | D | |
| Common Stock | Aug 11, 2017 | F | 92 | $31.00 | D | 18,180 | D | |
| Common Stock | Aug 11, 2017 | M | 125 | $21.03 | A | 18,305 | D | |
| Common StockF1,F2 | Aug 11, 2017 | F | 97 | $31.00 | D | 18,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $14.85 | Aug 11, 2017 | M | 750 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 750 | 0 | D |
| Option (Right to Buy)F3 | $16.25 | Aug 11, 2017 | M | 850 | D | Mar 20, 2016 | Mar 19, 2019 | Common Stock | 850 | 0 | D |
| Option (Right to Buy)F3 | $16.43 | Aug 11, 2017 | M | 300 | D | Mar 19, 2017 | Mar 18, 2023 | Common Stock | 300 | 0 | D |
| Option (Right to Buy)F3 | $20.29 | Aug 11, 2017 | M | 122 | D | Mar 18, 2018 | Mar 17, 2024 | Common Stock | 122 | 122 | D |
| Option (Right to Buy)F3 | $21.03 | Aug 11, 2017 | M | 125 | D | Mar 17, 2019 | Mar 16, 2025 | Common Stock | 125 | 125 | D |
Explanation of responses
- F1Includes 1.3976 shares acquired through the Issuer's Dividend Reinvestment Plan on 6/7/2017.
- F2Includes 46.5796 shares acquired through the Issuer's Dividend Reinvestment Plan on 6/1/2017
- F3Exercise of an option.