SEC Form 4 · accession 0001127602-17-024845
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael John Gallagher
Officer — EVP-Principal Subsidiary
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 450 | $16.43 | A | 7,277 | D | |
| Common StockF1,F2 | Aug 1, 2017 | M | 242 | $21.03 | A | 7,519 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.43 | Aug 1, 2017 | M | 450 | D | Mar 19, 2017 | Mar 18, 2023 | Common Stock | 450 | 0 | D |
| Stock Option (Right to Buy) | $21.03 | Aug 1, 2017 | M | 242 | D | Mar 17, 2019 | Mar 16, 2025 | Common Stock | 242 | 243 | D |
Explanation of responses
- F1Includes 1.5878 shares acquired through the Issuer's Employee Stock Purchase Plan on 6/7/17
- F2Includes 17.8314 shares acquired through the Issuer's dividend reinvestment plan on June 1, 2017.