SEC Form 4 · accession 0001127602-17-011739
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marlene P Hoyt
Officer — EVP-Principal Subsidiary
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | M | 1,000 | $12.51 | A | 17,322 | D | |
| Common StockF1,F2,F3,F4,F5,F6,F7 | Mar 13, 2017 | F | 622 | $31.23 | D | 16,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F8 | $12.51 | Mar 13, 2017 | M | 1,000 | D | Mar 16, 2014 | Mar 15, 2017 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Includes 12.5955 shares acquired through the Issuer's Employee Stock Purchase Plan on 8/8/16.
- F2Includes 1.5505 shares acquired through the Issuer's Dividend Reinvestment Plan on 9/8/16.
- F3Includes 1.2537 shares acquired through the Issuer's Dividend Reinvestment Plan on 12/7/16.
- F4Includes 1.2857 shares acquired through the Issuer's Dividend Reinvestment Plan on 3/7/17.
- F5Includes 47.2530 shares acquired through the Issuer's Dividend Reinvestment Plan on 9/1/2016.
- F6Includes 37.5760 shares acquired through the Issuer's Dividend Reinvestment Plan on 12/1/16
- F7Includes 37.8053 shares acquired through the Issuer's Dividend Reinvestment Plan on 3/1/17.
- F8Exercise of an option.