SEC Form 4 · accession 0001127602-17-001429
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George L Duncan
Officer — Chairman · Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2017 | M | 15,000 | $14.85 | A | 412,809 | D | |
| Common Stock | Jan 9, 2017 | F | 9,188 | $36.23 | D | 403,621 | D | |
| Common Stock | holding | — | — | — | 18,445 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $14.85 | Jan 9, 2017 | M | 15,000 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Exercise of option