SEC Form 4 · accession 0001127602-17-000949
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Bullock
Officer — EVP - Principal Subsidiary
Period of report
Nov 9, 2016
Accepted (ET)
Jan 5, 2017 · 1:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | G | 50 | $0.00 | D | 58,422 | D | |
| Common Stock | Jan 4, 2017 | M | 1,750 | $12.51 | A | 60,172 | D | |
| Common Stock | Jan 4, 2017 | F | 1,009 | $39.00 | D | 59,163 | D | |
| Common Stock | Jan 4, 2017 | M | 1,500 | $14.85 | A | 60,663 | D | |
| Common Stock | Jan 4, 2017 | F | 921 | $39.00 | D | 59,742 | D | |
| Common StockF1,F2,F3 | holding | — | — | — | 2,678 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $12.51 | Jan 4, 2017 | M | 1,750 | D | Mar 16, 2014 | Mar 15, 2017 | Common Stock | 1,750 | 0 | D |
| Stock Option (Right to Buy)F4 | $14.85 | Jan 4, 2017 | M | 1,500 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Includes 8.1531 shares acquired through the Issuers dividend reinvestment plan on 6/1/16
- F2Includes 7.5130 shares acquired through the Issuers dividend reinvestment plan on 9/1/16
- F3Includes 5.9742 shares acquired through the Issuers dividend reinvestment plan on 12/1/16
- F4Exercise of option