SEC Form 4 · accession 0001127602-17-000948
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Main
Officer — President · Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 10,000 | $14.85 | A | 249,028 | D | |
| Common Stock | Jan 4, 2017 | F | 5,972 | $39.00 | D | 243,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $14.85 | Jan 4, 2017 | M | 10,000 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Exercise of option