SEC Form 4 · accession 0001127602-16-071009
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Covey
Officer — EVP-Principal Subsidiary
Period of report
Dec 28, 2016
Accepted (ET)
Dec 29, 2016 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2016 | M | 400 | $12.51 | A | 5,011 | D | |
| Common Stock | Dec 28, 2016 | F | 220 | $37.30 | D | 4,791 | D | |
| Common Stock | Dec 28, 2016 | M | 650 | $14.85 | A | 5,441 | D | |
| Common StockF1,F2,F3 | Dec 28, 2016 | F | 384 | $37.30 | D | 5,057 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $12.51 | Dec 28, 2016 | M | 400 | D | Mar 16, 2014 | Mar 15, 2017 | Common Stock | 400 | 0 | D |
| Option (Right to Buy)F4 | $14.85 | Dec 28, 2016 | M | 650 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 650 | 0 | D |
Explanation of responses
- F1Includes 25.0572 shares acquired through dividend reinvestment on 6/1/16
- F2Includes 23.023 shares acquired through dividend reinvestment on 9/1/16
- F3Includes 18.361 shares acquired through dividend reinvestment on 12/1/16
- F4Exercise of option