SEC Form 4 · accession 0001127602-16-069988
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Larochelle
Officer — EVP - Principal Subsidiary
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 1,500 | $14.85 | A | 36,593 | D | |
| Common Stock | Dec 13, 2016 | F | 904 | $36.04 | D | 35,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $14.85 | Dec 13, 2016 | M | 1,500 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Exercise of option