SEC Form 4 · accession 0001127602-16-068570
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael John Gallagher
Officer — EVP-Principal Subsidiary
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 313 | $14.85 | A | 5,825 | D | |
| Common Stock | Nov 28, 2016 | F | 200 | $32.3216 | D | 5,625 | D | |
| Common Stock | Nov 28, 2016 | M | 425 | $16.25 | A | 6,050 | D | |
| Common Stock | Nov 28, 2016 | F | 283 | $32.3256 | D | 5,767 | D | |
| Common Stock | Nov 28, 2016 | M | 450 | $16.43 | A | 6,217 | D | |
| Common Stock | Nov 28, 2016 | F | 302 | $32.2838 | D | 5,915 | D | |
| Common Stock | Nov 28, 2016 | M | 413 | $20.29 | A | 6,328 | D | |
| Common StockF1,F2,F3,F4 | Nov 28, 2016 | F | 315 | $31.4901 | D | 6,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $14.85 | Nov 28, 2016 | M | 313 | D | Mar 15, 2015 | Mar 14, 2018 | Common Stock | 313 | 0 | D |
| Stock Option (Right to Buy)F5 | $16.25 | Nov 28, 2016 | M | 425 | D | Mar 20, 2016 | Mar 19, 2019 | Common Stock | 425 | 0 | D |
| Stock Option (Right to Buy)F5 | $16.43 | Nov 28, 2016 | M | 450 | D | Mar 19, 2017 | Mar 18, 2023 | Common Stock | 450 | 450 | D |
| Stock Option (Right to Buy)F5 | $20.29 | Nov 28, 2016 | M | 413 | D | Mar 18, 2018 | Mar 17, 2024 | Common Stock | 413 | 413 | D |
Explanation of responses
- F1Includes 13.2451 shares acquired through the Issuer's Dividend Reinvestment Plan on June 1, 2016.
- F2Includes 1.9414 shares acquired through the Issuer's Employee Stock Purchase Plan on June 7, 2016.
- F3Includes 12.2052 shares acquired through the Issuer's Dividend Reinvestment Plan on September 1, 2016.
- F4Includes 1.7617 shares acquired through the Issuer's Employee Stock Purchase Plan on September 8, 2016.
- F5Exercise of an option.