SEC Form 4 · accession 0001127602-16-061591
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chester J Szablak Jr.
Officer — EVP - Principal Subsidiary
Period of report
Aug 30, 2016
Accepted (ET)
Aug 31, 2016 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 1,750 | $12.51 | A | 32,420 | D | |
| Common Stock | Aug 30, 2016 | F | 300 | $27.15 | D | 32,120 | D | |
| Common Stock | Aug 30, 2016 | F | 9 | $27.1501 | D | 32,111 | D | |
| Common Stock | Aug 30, 2016 | F | 100 | $27.154 | D | 32,011 | D | |
| Common Stock | Aug 30, 2016 | F | 104 | $27.155 | D | 31,907 | D | |
| Common Stock | Aug 30, 2016 | F | 100 | $27.16 | D | 31,807 | D | |
| Common Stock | Aug 30, 2016 | F | 200 | $27.20 | D | 31,607 | D | |
| Common Stock | Aug 30, 2016 | F | 200 | $27.425 | D | 31,407 | D | |
| Common Stock | Aug 30, 2016 | F | 100 | $27.44 | D | 31,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.51 | Aug 30, 2016 | M | 1,750 | D | Mar 16, 2014 | Mar 15, 2017 | Common Stock | 1,750 | 0 | D |
Explanation of responses
- F1Exercise of option