SEC Form 4 · accession 0001127602-16-061588
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Main
Officer — President · Director
Period of report
Aug 30, 2016
Accepted (ET)
Aug 31, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 3,000 | $12.51 | A | 240,929 | D | |
| Common Stock | Aug 30, 2016 | F | 1,901 | $27.31 | D | 239,028 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.51 | Aug 30, 2016 | M | 3,000 | D | Mar 16, 2014 | Mar 15, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Exercise of option