SEC Form 4 · accession 0001127602-16-044691
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chester J Szablak Jr.
Officer — EVP - Principal Subsidiary
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 2,000 | $8.75 | A | 29,609 | D | |
| Common Stock | Mar 2, 2016 | F | 471 | $22.37 | D | 29,138 | D | |
| Common Stock | Mar 2, 2016 | F | 129 | $22.40 | D | 29,009 | D | |
| Common Stock | Mar 2, 2016 | F | 10 | $22.4001 | D | 28,999 | D | |
| Common Stock | Mar 2, 2016 | F | 100 | $22.45 | D | 28,899 | D | |
| Common Stock | Mar 2, 2016 | F | 100 | $22.47 | D | 28,799 | D | |
| Common Stock | Mar 2, 2016 | F | 100 | $22.50 | D | 28,699 | D | |
| Common Stock | Mar 2, 2016 | F | 100 | $22.55 | D | 28,599 | D | |
| Common Stock | Mar 2, 2016 | F | 100 | $22.56 | D | 28,499 | D | |
| Common Stock | Mar 2, 2016 | F | 100 | $22.61 | D | 28,399 | D | |
| Common Stock | Mar 2, 2016 | F | 33 | $22.62 | D | 28,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.75 | Mar 2, 2016 | M | 2,000 | D | Mar 17, 2013 | Mar 16, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Exercise of option