SEC Form 4 · accession 0001127602-15-009656
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chester J Szablak Jr.
Officer — EVP - Principal Subsidiary
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | M | 3,500 | $12.75 | A | 28,737 | D | |
| Common StockF1,F2,F3 | Mar 2, 2015 | F | 2,095 | $21.30 | D | 26,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $12.75 | Mar 2, 2015 | M | 3,500 | D | Mar 18, 2012 | Mar 17, 2015 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Includes 1.8829 shares acquired through the Issuer's Employee Stock Purchase Plan on 6/6/14
- F2Includes 1.8124 shares acquired through the Issuer's Employee Stock Purchase Plan on 9/8/14
- F3Includes 1.6082 shares acquired through the Issuer's Employee Stock Purchase Plan on 12/5/14
- F4Exercise of option