SEC Form 4 · accession 0001209191-18-042465
SPRINT Corp · S
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SOFTBANK GROUP CORP
10% Owner
Starburst I, Inc.
10% Owner
Galaxy Investment Holdings, Inc.
10% Owner
Period of report
Jul 10, 2018
Accepted (ET)
Jul 12, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 10, 2018 | M | 54,579,924 | $5.25 | A | 3,445,374,483 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy)F2 | $5.25 | Jul 10, 2018 | M | 54,579,924 | D | Jul 10, 2013 | Jul 10, 2018 | Common Stock | 54,579,924 | 0 | I |
Explanation of responses
- F1These securities are owned indirectly by SoftBank Group Corp. ("SoftBank") through Starburst I, Inc. ("Starburst"), which is a U.S. indirect wholly owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Starburst.
- F2Such figure reflects 314,269,036 shares of Sprint Common Stock (the "Galaxy Shares") that are owned by Galaxy Investment Holdings, Inc. ("Galaxy"), which is a U.S. indirect wholly-owned subsidiary of SoftBank, and 3,131,105,447 shares of Sprint Common Stock (the "Starburst Shares") that are owned by Starburst. As a result of such ownership, Softbank may be deemed to beneficially own the Galaxy Shares and the Starburst Shares. Starburst expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst Shares.