SEC Form 4 · accession 0001209191-18-027017
SPRINT Corp · S
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Saw
Officer — Chief Technology Officer
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2018 | M | 88,319 | $4.75 | A | 1,149,057 | D | |
| Common StockF2 | Apr 27, 2018 | S | 88,319 | $6.50 | D | 1,060,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $4.75 | Apr 27, 2018 | M | 88,319 | D | — | Dec 8, 2024 | Common Stock | 88,319 | 0 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2017, and amended on December 14, 2017.
- F2Includes 1,060,738 restricted stock units which are subject to forfeiture until they vest.
- F3Stock options are fully vested.