SEC Form 4 · accession 0001209191-17-060796
SPRINT Corp · S
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tarek Robbiati
Officer — Chief Financial Officer
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | S | 273,032 | $6.0032 | D | 1,901,974 | D | |
| Common Stock | Nov 13, 2017 | M | 90,497 | $3.44 | A | 1,992,471 | D | |
| Common StockF1,F2 | Nov 13, 2017 | S | 90,497 | $6.0032 | D | 1,901,974 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $3.44 | Nov 13, 2017 | M | 90,497 | D | May 13, 2016 | May 13, 2026 | Common Stock | 90,497 | 180,996 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01, inclusive. The reporting person undertakes to provide to Sprint Corporation, any security holder of Sprint Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Includes 1,901,974 restricted stock units which are subject to forfeiture until they vest.