SEC Form 4 · accession 0001209191-15-024474
SPRINT Corp · S
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Hallock
Officer — Chief Marketing Officer
Period of report
Aug 6, 2014
Accepted (ET)
Mar 10, 2015 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2015 | S | 29,084 | $5.2703 | D | 138,559 | D | |
| Common Stock | Mar 6, 2015 | M | 7,240 | $3.09 | A | 145,799 | D | |
| Common Stock | Mar 6, 2015 | M | 18,468 | $2.00 | A | 164,267 | D | |
| Common StockF2,F3 | Mar 6, 2015 | S | 25,708 | $5.2722 | D | 138,559 | D | |
| Common StockF4 | Aug 6, 2014 | I | 116 | $5.90 | D | 0 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $3.09 | Mar 6, 2015 | M | 7,240 | D | — | Mar 16, 2020 | Common Stock | 7,240 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $2.00 | Mar 6, 2015 | M | 18,468 | D | — | Feb 22, 2022 | Common Stock | 18,468 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.271, inclusive. The reporting person undertakes to provide to Sprint Corporation, any security holder of Sprint Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.275, inclusive. The reporting person undertakes to provide to Sprint Corporation, any security holder of Sprint Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3Includes 138,501 restricted stock units which are subject to forfeiture until they vest.
- F4Represents a transfer of ownership interests in the stock fund of the Issuer under the Sprint Corporation 401(k) plan.
- F5Stock options are fully vested.