SEC Form 4 · accession 0001225208-19-002443
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Dumais
Officer — EVP, Operations & Strategy
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | A | 18,328 | $122.72 | A | 34,927 | D | |
| Common Stock | Feb 11, 2019 | F | 8,108 | $122.72 | D | 26,819 | D | |
| Common Stock | holding | — | — | — | 1,748 | I | By Savings Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2016 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 116% level.