SEC Form 4 · accession 0001225208-18-016292
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Leduc
Officer — President, Pratt & Whitney
Period of report
Nov 27, 2018
Accepted (ET)
Dec 6, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2018 | A | 112 | $0.00 | A | 52,890 | D | |
| Common Stock | holding | — | — | — | 4,413 | I | By Savings Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with UTC's acquisition of Rockwell Collins, Inc. (Rockwell Collins), effective on November 26, 2018, and pursuant to terms and conditions of the Agreement and Plan of Merger, dated as of September 4, 2017 (the Merger Agreement), by and between UTC, Riveter Merger Sub Corp., a wholly owned subsidiary of UTC, and Rockwell Collins, each share of Rockwell Collins common stock was converted into the right to receive (i) $93.33 in cash, without interest and (ii) 0.37525 of a share of UTC common stock and cash in lieu of fractional shares (together, the Merger Consideration) less any applicable withholding taxes. The Reporting Person held 300 shares of Rockwell Collins common stock, which, exchanged for Merger Consideration, resulted in the receipt of 112 shares of UTC common stock.