SEC Form 4 · accession 0001225208-17-016245
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Gitlin
Officer — Pres., UTC Aerospace Systems
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,684 | I | By Savings Plan Trustee | |
| Common Stock | holding | — | — | — | 6,586 | I | By Spouse's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units RSUF1,F2 | — | Oct 11, 2017 | A | 34,000 | A | — | — | Common Stock | 34,000 | 34,000 | D |
Explanation of responses
- F1Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
- F2The reporting person was awarded 34,000 RSUs, which, with accumuated dividend equivalents, vest on October 11, 2020.