SEC Form 4 · accession 0001225208-17-009061
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McDonough
Officer — President, UTC CCS
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 12,064 | $0.00 | A | 23,113 | D | |
| Common Stock | May 1, 2017 | F | 5,062 | $118.92 | D | 18,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units RSUF1,F2 | — | May 1, 2017 | M | 12,064 | D | — | — | Common Stock | 12,064 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
- F2On May 1, 2013, the reporting person was granted 23,005 RSUs, which included the right to receive dividend equivalents. On May 1, 2015, the second anniversary of the grant date, 11,472 RSUs, which included accumulated dividend equivalents, vested. On May 1, 2017, the remaining RSUs, including accumulated dividend equivalents, vested.