SEC Form 4 · accession 0001225208-17-000714
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Bryant
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Jan 3, 2017 | A | 1,399 | A | — | — | Common Stock | 1,399 | 1,399 | D |
| Restricted Stock UnitsF2 | — | Jan 3, 2017 | A | 902 | A | — | — | Common Stock | 902 | 902 | D |
Explanation of responses
- F1Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.
- F2Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon retirement or termination from the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to a fixed interest account.