SEC Form 4/A · accession 0001225208-16-042000
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Philippe Delpech
Officer — President, Otis Elevator
Period of report
Jan 4, 2016
Accepted (ET)
Nov 18, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $95.57 | Jan 4, 2016 | A | 132,000 | A | Jan 4, 2019 | Jan 3, 2026 | Common Stock | 132,000 | 132,000 | D |
Explanation of responses
- F1The Form 4 filed on January 6, 2016 mistakenly reported that the reporting person was awarded stock appreciation rights ("SARs"). The reporting person was awarded non-qualified stock options.
Remarks
delpech.txt