SEC Form 4 · accession 0001225208-16-034922
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Gill
Officer — Executive VP & General Counsel
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 23,300 | $62.81 | A | 55,078 | D | |
| Common Stock | Jun 8, 2016 | S | 8,958 | $102.0426 | D | 46,120 | D | |
| Common Stock | Jun 8, 2016 | D | 14,342 | $102.04 | D | 31,778 | D | |
| Common Stock | holding | — | — | — | 7,501 | I | By Savings Plan Trustee | |
| Common Stock | holding | — | — | — | 1,546 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $62.81 | Jun 8, 2016 | M | 23,300 | D | Jan 3, 2010 | Jan 2, 2017 | Common Stock | 23,300 | 0 | D |