SEC Form 4 · accession 0001225208-16-033305
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Hayes
Officer — President and CEO · Director
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | M | 55,500 | $62.81 | A | 139,398 | D | |
| Common Stock | May 12, 2016 | S | 980 | $102.15 | D | 138,418 | D | |
| Common StockF1 | May 12, 2016 | D | 10,454 | $102.12 | D | 127,964 | D | |
| Common Stock | May 12, 2016 | D | 34,139 | $102.11 | D | 93,825 | D | |
| Common Stock | holding | — | — | — | 4,884 | I | By Savings Plan Trustee | |
| Common Stock | holding | — | — | — | 874 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,228 | I | By Spouse's Savings Plan Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $62.81 | May 12, 2016 | M | 55,500 | D | Jan 3, 2010 | Jan 2, 2017 | Common Stock | 55,500 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.08 to $102.175.