SEC Form 4 · accession 0001225208-16-033234
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Amato
Officer — EVP & Chief HR Officer
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 9,600 | $62.81 | A | 30,756 | D | |
| Common StockF1 | May 10, 2016 | S | 3,696 | $102.1234 | D | 27,060 | D | |
| Common Stock | May 10, 2016 | D | 5,904 | $102.12 | D | 21,156 | D | |
| Common Stock | holding | — | — | — | 13,860 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $62.81 | May 10, 2016 | M | 9,600 | D | Jan 3, 2010 | Jan 2, 2017 | Common Stock | 9,600 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.121 to $102.131.