SEC Form 4 · accession 0001225208-16-032013
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Gitlin
Officer — Pres., UTC Aerospace Systems
Period of report
Apr 28, 2016
Accepted (ET)
Apr 29, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | M | 8,500 | $71.63 | A | 15,086 | D | |
| Common Stock | Apr 28, 2016 | M | 7,350 | $54.95 | A | 22,436 | D | |
| Common Stock | Apr 28, 2016 | M | 3,300 | $75.21 | A | 25,736 | D | |
| Common Stock | Apr 28, 2016 | S | 7,091 | $104.22 | D | 18,645 | D | |
| Common Stock | Apr 28, 2016 | D | 12,059 | $104.55 | D | 6,586 | D | |
| Common Stock | holding | — | — | — | 2,593 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $75.21 | Apr 28, 2016 | M | 3,300 | D | Jan 2, 2011 | Jan 1, 2018 | Common Stock | 3,300 | 0 | D |
| Stock Appreciation Right | $54.95 | Apr 28, 2016 | M | 7,350 | D | Jan 2, 2012 | Jan 1, 2019 | Common Stock | 7,350 | 0 | D |
| Stock Appreciation Right | $71.63 | Apr 28, 2016 | M | 8,500 | D | Jan 4, 2013 | Jan 3, 2020 | Common Stock | 8,500 | 0 | D |