SEC Form 4 · accession 0001225208-16-026544
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredric G Reynolds
Director
Period of report
Feb 8, 2016
Accepted (ET)
Feb 16, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,225 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Feb 8, 2016 | A | 104 | A | — | — | Common Stock | 104 | 983 | D |
Explanation of responses
- F1The units are Deferred Stock Units ("DSUs") awarded under the Directors' Deferred Stock Unit Plan (the "Plan"). DSUs convert into shares of Common Stock on a one-for-one basis. The DSUs were awarded to the reporting person following his appointment by the Board of Directors to serve as a member of the Audit Committee, consistent with the provisions of the Plan. Upon termination of service on the Board of Directors, all such DSUs are payable in cash as a lump sum or in installments, at the election of the director.