SEC Form 4/A · accession 0001225208-16-023954
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David R Whitehouse
Officer — Corp VP, Treasurer
Period of report
Jan 4, 2016
Accepted (ET)
Jan 8, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | M | 1,400 | $0.00 | A | 2,447 | D | |
| Common Stock | Jan 4, 2016 | F | 544 | $95.57 | D | 1,903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 1/2/13F1,F2 | — | Jan 4, 2016 | M | 1,400 | D | — | — | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.
- F2On January 2, 2013, the reporting person was granted 1,400 restricted stock units (RSUs), which RSUs vested on the third anniversary of the grant date, January 2, 2016.