SEC Form 4 · accession 0001225208-15-021672
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R. Adams
Officer — President, Pratt & Whitney
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,035 | D | ||
| Common Stock | holding | — | — | — | 2,853 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units RSUF1,F2 | — | Dec 1, 2015 | A | 10,350 | A | — | — | Common Stock | 10,350 | 10,350 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
- F250% of the restricted stock units ("RSUs") will vest on December 1, 2017 and 50% of the RSUs will vest on December 1, 2019. When UTC pays a dividend on its common stock, the officer's RSU account is credited with additional RSUs equal in value to the dividend paid on a corresponding number of shares of common stock.