SEC Form 4 · accession 0001225208-15-012467
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Gitlin
Officer — Pres., UTC Aerospace Systems
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 5,900 | $62.81 | A | 11,146 | D | |
| Common Stock | May 15, 2015 | S | 2,792 | $119.237 | D | 8,354 | D | |
| Common Stock | May 15, 2015 | D | 3,108 | $119.21 | D | 5,246 | D | |
| Common Stock | holding | — | — | — | 2,423 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $62.81 | May 15, 2015 | M | 5,900 | D | Jan 3, 2010 | Jan 2, 2017 | Common Stock | 5,900 | 0 | D |