SEC Form 4 · accession 0001225208-15-009665
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Leduc
Officer — President, Sikorsky Aircraft
Period of report
Apr 1, 2015
Accepted (ET)
Apr 6, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 47,999 | D | ||
| Common Stock | holding | — | — | — | 3,943 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units RSUF1,F2 | — | Apr 1, 2015 | A | 4,320 | A | — | — | Common Stock | 4,320 | 4,320 | D |
| Stock Appreciation Right | $115.92 | Apr 1, 2015 | A | 54,200 | A | Apr 1, 2018 | Mar 31, 2025 | Common Stock | 54,200 | 54,200 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
- F2The restricted stock units vest on April 1, 2018.