SEC Form 4 · accession 0001225208-15-008172
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Amato
Officer — SVP, Human Resources & Org.
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 4,700 | $56.53 | A | 23,420 | D | |
| Common Stock | Mar 16, 2015 | M | 4,600 | $56.53 | A | 28,020 | D | |
| Common Stock | Mar 16, 2015 | S | 1,184 | $119.22 | D | 26,836 | D | |
| Common Stock | Mar 16, 2015 | S | 1,216 | $119.88 | D | 25,620 | D | |
| Common StockF1 | Mar 16, 2015 | S | 1,235 | $119.2256 | D | 24,385 | D | |
| Common Stock | Mar 16, 2015 | S | 1,268 | $119.861 | D | 23,117 | D | |
| Common Stock | Mar 16, 2015 | D | 2,181 | $119.22 | D | 20,936 | D | |
| Common Stock | Mar 16, 2015 | D | 2,216 | $119.88 | D | 18,720 | D | |
| Common Stock | holding | — | — | — | 13,407 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $56.53 | Mar 16, 2015 | M | 4,600 | D | Jan 3, 2009 | Jan 2, 2016 | Common Stock | 4,600 | 4,700 | D |
| Stock Appreciation Right | $56.53 | Mar 16, 2015 | M | 4,700 | D | Jan 3, 2009 | Jan 2, 2016 | Common Stock | 4,700 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2170 to $119.2310, per share.