SEC Form 4 · accession 0001225208-15-008069
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Maurer
Officer — President, Sikorsky Aircraft
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | M | 9,500 | $62.47 | A | 26,489 | D | |
| Common Stock | Mar 13, 2015 | M | 7,800 | $56.53 | A | 34,289 | D | |
| Common Stock | Mar 13, 2015 | D | 3,636 | $121.24 | D | 30,653 | D | |
| Common Stock | Mar 13, 2015 | D | 4,894 | $121.24 | D | 25,759 | D | |
| Common Stock | Mar 13, 2015 | S | 8,770 | $120.67 | D | 16,989 | D | |
| Common Stock | holding | — | — | — | 4,186 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $56.53 | Mar 13, 2015 | M | 7,800 | D | Jan 3, 2009 | Jan 2, 2016 | Common Stock | 7,800 | 0 | D |
| Stock Appreciation Right | $62.47 | Mar 13, 2015 | M | 9,500 | D | Jan 9, 2010 | Jan 8, 2017 | Common Stock | 9,500 | 0 | D |