SEC Form 4 · accession 0001225208-15-008068
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geraud Darnis
Officer — Pres. & CEO, UTC Bldg. & Ind.
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | M | 200,000 | $57.84 | A | 351,191 | D | |
| Common Stock | Mar 13, 2015 | M | 101,500 | $56.53 | A | 452,691 | D | |
| Common StockF1 | Mar 13, 2015 | S | 8,000 | $118.5908 | D | 444,691 | D | |
| Common Stock | Mar 13, 2015 | D | 47,408 | $121.03 | D | 397,283 | D | |
| Common Stock | Mar 13, 2015 | D | 95,579 | $121.03 | D | 301,704 | D | |
| Common StockF1 | Mar 13, 2015 | S | 150,513 | $121.236 | D | 151,191 | D | |
| Common Stock (Career Restricted) | holding | — | — | — | 4,224 | D | ||
| Common Stock | holding | — | — | — | 10,681 | I | By Savings Plan Trustee | |
| Common Stock | holding | — | — | — | 11,834 | I | Trust 3 | |
| Common Stock | holding | — | — | — | 24,000 | I | Trust 4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $56.53 | Mar 13, 2015 | M | 101,500 | D | Jan 3, 2009 | Jan 2, 2016 | Common Stock | 101,500 | 0 | D |
| Stock Appreciation Right | $57.84 | Mar 13, 2015 | M | 200,000 | D | Mar 8, 2009 | Mar 7, 2016 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price.