SEC Form 4 · accession 0001225208-15-003594
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Amato
Officer — SVP, Human Resources & Org.
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | A | 3,033 | $119.32 | A | 19,723 | D | |
| Common Stock | Feb 9, 2015 | F | 1,051 | $119.32 | D | 18,672 | D | |
| Common Stock | holding | — | — | — | 13,240 | I | By Savings Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.