SEC Form 4/A · accession 0001225208-15-000843
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward A Kangas
Director · Other
Period of report
Dec 23, 2014
Accepted (ET)
Jan 6, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Dec 23, 2014 | A | 597 | A | — | — | Common Stock | 597 | 27,310 | D |
Explanation of responses
- F1The previously filed footnote is hereby amended to state as follows: "Following Mr. Kangas' election as non-executive Chairman of the Board of Directors of United Technologies Corporation, the Board of Directors approved a pro rata increase to his retainer for 2014 for his service as a non-employee member of the Board. The additional compensation consists of Phantom Stock Units under the Directors Deferred Stock Unit Plan, which provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all Phantom Stock Units credited to a director's account settle in shares of UTC Common Stock as a lump sum or in installments, at the election of the director."