SEC Form 4/A · accession 0000101829-18-000044
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Kelly Ortberg
Officer — CEO, Collins Aerospace Systems
Period of report
Nov 26, 2018
Accepted (ET)
Dec 12, 2018 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units RSUF1,F2 | — | Nov 26, 2018 | A | 30,341 | A | Oct 2, 2020 | — | Common Stock | 30,341 | 30,341 | D |
Explanation of responses
- F1Each Restricted Stock Unit that accrues during the vesting period represents a contingent right to receive one share of UTC common stock.
- F2Column 6 of Table II in the Form 4 filed on November 28, 2018, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on November 13, 2020. Instead, as correctly noted in footnote (6) associated with the November 28 filing, the RSUs vest on October 2, 2020.