SEC Form 4/A · accession 0000101829-16-000086
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael R Dumais
Officer — SVP, Strategic Planning
Period of report
Feb 9, 2015
Accepted (ET)
Oct 14, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $74.79 | Feb 9, 2015 | A | 49,956 | A | Feb 9, 2015 | Jul 31, 2022 | Common Stock | 49,956 | 49,956 | D |
Explanation of responses
- F1Because of a typographical error, the Form 4 that was filed on February 11, 2015 reported the expiration date of the stock appreciation rights ("SARs") as July 31, 2012. The correct expiration date for these SARs is July 31, 2022.
Remarks
dumais.txt