SEC Form 4 · accession 0001453104-17-000002
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | G | 33,300 | $0.00 | D | 604,603 | D | |
| Common StockF2 | Dec 29, 2016 | G | 2,046 | $0.00 | D | 602,557 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF3 | holding | — | — | — | 1,176 | I | Spouse | |
| Common StockF4 | holding | — | — | — | 6,338 | I | Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to Elizabeth Leatherman, as Trustee of The Charles F. Willis, IV 2016 Descendants' Trust dated as of November 29, 2016 (the "Descendants' Trust"). Mr. Willis does not retain any investment, voting or disposing control over the shares transferred to the Descendants' Trust.
- F2Gift of shares to Austin C. Willis, as Trustee of The Charles F. Willis, V 2016 Trust dated as of August 25, 2016 (the "CWV Trust). Mr. Willis does not retain any investment, voting, or disposing control over the shares transferred to the CWV Trust.
- F3Charlotte Montresor Willis
- F4Charles F. Willis V UTMA Trust