SEC Form 4 · accession 0001233351-15-000026
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Aug 4, 2015
Accepted (ET)
Aug 5, 2015 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2015 | M | 49,000 | $9.20 | A | 716,460 | D | |
| Common StockF1 | Aug 4, 2015 | F | 5,851 | $16.33 | D | 710,609 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF2 | holding | — | — | — | 1,176 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 6,338 | I | Son | |
| Common StockF4 | holding | — | — | — | 834 | I | Grandson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option | $9.20 | Aug 4, 2015 | M | 4,750 | D | Aug 5, 2006 | Aug 5, 2015 | Common Stock | 4,750 | 44,250 | D |
| Non-qualified Stock Option | $9.20 | Aug 4, 2015 | M | 14,750 | D | Aug 5, 2007 | Aug 5, 2015 | Common Stock | 14,750 | 29,500 | D |
| Non-qualified Stock Option | $9.20 | Aug 4, 2015 | M | 14,750 | D | Aug 5, 2008 | Aug 5, 2015 | Common Stock | 14,750 | 14,750 | D |
| Non-qualified Stock Option | $9.20 | Aug 4, 2015 | M | 14,750 | D | Aug 5, 2009 | Aug 5, 2015 | Common Stock | 14,750 | 0 | D |
Explanation of responses
- F1Return to Issuer of shares to satisfy withholding tax liability.
- F2Charlotte Montresor Willis
- F3Charles F. Willis V Trust
- F4Courtney Brown C/T Justin Young Brown UTMA