SEC Form 4 · accession 0001104659-18-043812
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2018 | F | 11,395 | $31.59 | D | 686,763 | D | |
| Common StockF2,F3 | Jul 3, 2018 | S | 300 | $31.1767 | D | 686,463 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF4 | holding | — | — | — | 3,484 | I | Spouse | |
| Common StockF5 | holding | — | — | — | 584 | I | Granddaughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Return to Issuer of previously restricted shares to satisfy withholding tax liability.
- F2Shares sold pursuant to a 10b5-1 transaction.
- F3This transaction was executed in multiple trades at prices ranging from $31.17 to $31.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F4Charlotte Montressor Willis
- F5Wylder Grace Willis 2016 Trust