SEC Form 4 · accession 0001033309-17-000029
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Dec 29, 2017
Accepted (ET)
Dec 29, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2017 | J | 6,338 | $0.00 | D | 0 | I | Son |
| Common Stock | holding | — | — | — | 619,689 | D | ||
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF3 | holding | — | — | — | 1,760 | I | Spouse | |
| Common StockF4 | holding | — | — | — | 584 | I | Granddaughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred to Austin Willis, as Trustee of the Charles F. Willis V, 2016 Trust (the "CWV Trust"). Shares are no longer held in Charles F. Willis V UTMA Trust. Mr. Willis does not retain any investment, voting or disposing control over the shares transferred to the CWV Trust.
- F2Charles F. Willis V UTMA Trust
- F3Charlotte Montresor Willis
- F4Wylder Grace Willis 2016 Trust