SEC Form 4 · accession 0001033309-17-000024
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2017 | S | 1,100 | $24.8137 | D | 636,918 | D | |
| Common Stock | Dec 11, 2017 | G | 2,920 | $0.00 | D | 633,998 | D | |
| Common StockF3 | Dec 11, 2017 | G | 584 | $0.00 | A | 1,760 | I | Spouse |
| Common StockF4 | Dec 11, 2017 | G | 584 | $0.00 | A | 584 | I | Granddaughter |
| Common StockF1,F5 | Dec 12, 2017 | S | 900 | $24.4467 | D | 633,098 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF6 | holding | — | — | — | 6,338 | I | Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 transaction
- F2This transaction was executed in multiple trades at prices ranging from $24.31 to $25.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F3Gift of shares to Charlotte Montresor Willis
- F4Gift of shares to Charles F. Willis, IV, as Trustee of the Wylder Grace Willis 2016 Trust
- F5This transaction was executed in multiple trades at prices ranging from $24.38 to $24.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F6Charles F. Willis V UTMA Trust