SEC Form 4 · accession 0001033309-17-000020
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | S | 1,000 | $26.493 | D | 641,218 | D | |
| Common StockF1,F3 | Dec 1, 2017 | S | 1,200 | $25.8042 | D | 640,018 | D | |
| Common StockF1,F4 | Dec 4, 2017 | S | 600 | $25.8164 | D | 639,418 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF5 | holding | — | — | — | 1,176 | I | Spouse | |
| Common StockF6 | holding | — | — | — | 6,338 | I | Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 transaction
- F2This transaction was executed in multiple trades at prices ranging from $26.23 to $26.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F3This transaction was executed in multiple trades at prices ranging from $25.54 to $26.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F4This transaction was executed in multiple trades at prices ranging from $25.60 to $25.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F5Charlotte Montresor Willis
- F6Charles F. Willis V UTMA Trust