SEC Form 4 · accession 0001033309-17-000015
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2017 | S | 100 | $24.96 | D | 654,073 | D | |
| Common StockF1,F2 | Nov 13, 2017 | S | 2,096 | $24.8275 | D | 651,977 | D | |
| Common StockF1,F3 | Nov 14, 2017 | S | 200 | $24.90 | D | 651,777 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF4 | holding | — | — | — | 1,176 | I | Spouse | |
| Common StockF5 | holding | — | — | — | 6,338 | I | Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 transaction
- F2This transaction was executed in multiple trades at prices ranging from $24.71 to $25.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F3This transaction was executed in multiple trades at prices ranging from $24.85 to $24.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F4Charlotte Montresor Willis
- F5Charles F. Willis V UTMA Trust