SEC Form 4 · accession 0001033309-17-000005
WILLIS LEASE FINANCE CORP · WLFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Willis IV
Officer — CEO · Director · 10% Owner
Period of report
Oct 6, 2017
Accepted (ET)
Oct 10, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 6, 2017 | S | 851 | $25.302 | D | 665,585 | D | |
| Common StockF1,F3 | Oct 9, 2017 | S | 200 | $25.08 | D | 665,385 | D | |
| Common StockF1,F4 | Oct 10, 2017 | S | 400 | $25.155 | D | 664,985 | D | |
| Common Stock | holding | — | — | — | 2,134,148 | I | CFW Partners | |
| Common StockF5 | holding | — | — | — | 1,176 | I | Spouse | |
| Common StockF6 | holding | — | — | — | 6,338 | I | Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 transaction
- F2This transaction was executed in multiple trades at prices ranging from $25.00 to $25.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F3This transaction was executed in multiple trades at prices ranging from $24.96 to $25.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F4This transaction was executed in multiple trades at prices ranging from $25.01 to $25.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F5Charlotte Montresor Willis
- F6Charles F. Willis V UTMA Trust