SEC Form 4 · accession 0001179110-16-019690
INGRAM MICRO INC · IM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shailendra Gupta
Officer — EVP & Pres., Mobility
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 18, 2016 | M | 25,270 | $17.80 | A | 126,906 | D | |
| Class A Common Stock | Feb 18, 2016 | M | 9,243 | $27.96 | A | 136,149 | D | |
| Class A Common Stock | Feb 18, 2016 | S | 34,513 | $35.77 | D | 101,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF2 | $17.80 | Feb 18, 2016 | M | 10,180 | D | Jan 2, 2010 | Jan 1, 2018 | Class A Common Stock | 10,180 | 15,090 | D |
| Options to purchaseF2 | $17.80 | Feb 18, 2016 | M | 15,090 | D | Jan 2, 2011 | Jan 1, 2018 | Class A Common Stock | 15,090 | 0 | D |
| Options to purchaseF3 | $27.96 | Feb 18, 2016 | M | 9,243 | D | Jun 2, 2015 | Jun 1, 2019 | Class A Common Stock | 9,243 | 18,487 | D |
Explanation of responses
- F1The above transactions were pursuant to a trading plan entered into on November 9, 2015 (during a trading window), in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F2Granted pursuant to the Issuer's 2003 Equity Incentive Plan.
- F3Granted pursuant to the Issuer's 2011 Equity Incentive Plan.