SEC Form 4 · accession 0001179110-15-008990
INGRAM MICRO INC · IM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shailendra Gupta
Officer — SR EVP & Pres., Mobility
Period of report
Mar 10, 2015
Accepted (ET)
Jun 3, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 10, 2015 | A | 27,491 | $0.00 | A | 122,236 | D | |
| Class A Common Stock | Mar 10, 2015 | A | 8,584 | $0.00 | A | 130,820 | D | |
| Class A Common Stock | Jun 1, 2015 | F | 2,852 | $27.01 | D | 127,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF3,F4 | $27.01 | Jun 1, 2015 | A | 36,753 | A | — | May 31, 2022 | Class A Common Stock | 36,753 | 36,753 | D |
Explanation of responses
- F1Performance-based restricted stock units granted pursuant to the Issuer's 2011 Equity Incentive Plan, to be settled solely by delivery of an equal amount of shares of Ingram Micro Inc. Class A common stock, to vest on June 1, 2015.
- F2Performance-based restricted stock units granted pursuant to the Issuer's 2011 Equity Incentive Plan, as Amended, to be settled solely by delivery of an equal amount of Ingram Micro Inc. Class A common stock, vesting in two equal installments on June 2, 2016 and June 2, 2017, provided the reporting person is employed by the Issuer on vesting dates.
- F3Granted pursuant to the Issuer's 2011 Equity Incentive Plan, as Amended.
- F4The options vest in three equal annual installments beginning on June 1, 2016.