SEC Form 4 · accession 0001498290-18-000005
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director · 10% Owner
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 20, 2018 | P | 34,451 | $5.155 | A | 613,841 | I | See Footnote |
| Common Stock, par value $0.01 per shareF2 | Sep 20, 2018 | P | 6,214 | $5.155 | A | 36,824 | I | See Footnote |
| Common Stock, par value $0.01 per shareF3 | Sep 20, 2018 | P | 40,665 | $5.155 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Catalyst Partners Institutional LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst, may be deemed to beneficially own the shares. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2Catalyst Partners LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of Catalyst, may be deemed to beneficially own the shares. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3AAMAF LP own the shares directly. Mr DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, the general partner of AAMAF LP, may be deemed to beneficially own the shares. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.